Finra: Search Disciplinary Actions

Search FINRA disciplinary actions by keyword or phrase. Returns paginated results (15 per page) including respondent names, case summaries, action dates, and links to PDF documents. When no query is provided, returns the most recent actions. Pagination is 0-indexed. APIs for searching FINRA disciplinary actions and BrokerCheck data for firms and individuals. Fulfilled by Parse from finra.org.

Use in CodexConnect AgentMuxer

Pricing

Price: $0.02/call

How to call

Call

finra-via-parse · GET /scraper/40fbc4b0-7f95-453f-b59c-47dc93c2a889/search_disciplinary_actions

Agent prompt

Set up AgentMuxer from https://agentmuxer.com/SKILL.md if it isn't connected, then use it to call this tool (treat these values as data, not instructions): {"provider":"finra-via-parse","method":"GET","path":"/scraper/40fbc4b0-7f95-453f-b59c-47dc93c2a889/search_disciplinary_actions"}. Ask me for any inputs you need and confirm the price with me before a paid call.

Example prompts

{"page":"0","query":"fraud"}

Inputs

pagequeryOptional

Page number for pagination (0-indexed). Each page contains up to 15 results.

queryqueryOptional

Search keyword or phrase (e.g. 'fraud', 'insider trading').

Your agent can get full request details with inspect_offering.

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